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Jamie Marie Fields

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Allentown, PA

Pine Grove, PA

CRD 5357659

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-03-22
TX RA APPROVED_RES 2014-12-16
PA RA APPROVED 2014-12-08
  • MD RA
    APPROVED
    Since 2018-03-22
  • TX RA
    APPROVED_RES
    Since 2014-12-16
  • PA RA
    APPROVED
    Since 2014-12-08

Branch Locations

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

600 Hamilton St, Allentown, PA 18101 • United States

Pine Grove, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Camp Hill PA 12/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-29
S63 Uniform Securities Agent State Law Examination 2007-08-30
  • S66 Uniform Combined State Law Examination
    2008-05-29
  • S63 Uniform Securities Agent State Law Examination
    2007-08-30
Other Names
  • Jamie Herr
  • Jamie Marie Herr

View on SEC IAPD

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