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Nina Dinicuolo

Citigroup Global Markets Inc.

Scarsdale, NY

Stamford, CT

CRD 5357516

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-07
  • NY RA
    APPROVED
    Since 2021-12-07

Branch Locations

Cwm Retail, Sales 845 Central Park Ave, Scarsdale, NY 10583 • United States

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Yonkers NY 06/2015 07/2017
Hsbc Bank Usa, N.A. Yonkers NY 08/2016 07/2017
Hsbc Bank Usa, N.A. Rye NY 07/2017 09/2021
Hsbc Securities (Usa) Inc. Rye NY 07/2017 09/2021
Citigroup Scarsdale NY 09/2021 Present
  • 06/2015 → 07/2017
    Hsbc Securities (Usa) Inc.
    Yonkers, NY
  • 08/2016 → 07/2017
    Hsbc Bank Usa, N.A.
    Yonkers, NY
  • 07/2017 → 09/2021
    Hsbc Bank Usa, N.A.
    Rye, NY
  • 07/2017 → 09/2021
    Hsbc Securities (Usa) Inc.
    Rye, NY
  • 09/2021 → Present
    Citigroup
    Scarsdale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-07
S63 Uniform Securities Agent State Law Examination 2007-07-27
  • S65 Uniform Investment Adviser Law Examination
    2021-12-07
  • S63 Uniform Securities Agent State Law Examination
    2007-07-27
Other Names
  • Nina Theresa Bongiorno
  • Nina Theresa Dinicuolo

View on SEC IAPD

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