Bethany Anne Schmittel

Wells Fargo Clearing Services, LLC

Pepper Pike, OH

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-06-09
TX	RA	APPROVED_RES	2016-08-11
OH	RA	APPROVED	2015-10-26

FL RA
APPROVED

Since 2017-06-09
TX RA
APPROVED_RES

Since 2016-08-11
OH RA
APPROVED

Since 2015-10-26

Branch Locations

30050 Chagrin Blvd Ste 150, Pepper Pike, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Pepper Pike	OH	10/2015	11/2016
Wells Fargo Clearing Services, Llc	Pepper Pike	OH	11/2016	Present

10/2015 → 11/2016

Wells Fargo Advisors Llc

Pepper Pike, OH
11/2016 → Present

Wells Fargo Clearing Services, Llc

Pepper Pike, OH

Previous Registrations

2013-10-15 → 2015-10-28

Pnc Wealth Management Llc

Woodmere, OH

Cleveland, OH

Cleveland, OH

Lyndhurst, OH

Twinsburg, OH

Cleveland, OH

University Heights, OH

Chardon, OH

Newbury, OH

Chagrin Falls, OH
2013-01-10 → 2013-07-19

Federated Securities Corp.

Pittsburgh, PA
2013-01-10 → 2013-07-19

Federated Investment Counseling

Pittsburgh, PA
2013-01-15 → 2013-07-19

Mdt Advisers, A Division Of Federated Mdta Llc

Boston, MA
2008-07-11 → 2011-07-12

Wells Fargo Clearing Services, Llc

Pepper Pike, OH
2007-10-02 → 2008-07-24

Ubs Financial Services Inc.

Cleveland, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-23
S66	Uniform Combined State Law Examination	2007-10-01

S65 Uniform Investment Adviser Law Examination

2013-12-23
S66 Uniform Combined State Law Examination

2007-10-01

Other Names

Bethany A Schmittel
Bethany Anne Polcar

View on SEC IAPD

Other Firms

NIRVANA ANALYTICS, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

UBS FINANCIAL SERVICES INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ELIZABETH PARK CAPITAL MANAGEMENT, LTD

VIRTERA PARTNERS LLC

PNC WEALTH MANAGEMENT LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JAMES BURNER CREW

Ridwan Kolade Umar

Pierson Joseph Wagner

THOMAS JOSEPH O'NEIL

James Marshall Steinmetz

SCOT GILBERT SINKLER

BARRY LEWIS COHN

THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH

STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH

UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH

UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH

ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH

VIRTERA PARTNERS LLC · PEPPER PIKE, OH

PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

More in Pepper Pike, OH

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