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Dalia F. Bubbico

Rbc Capital Markets, LLC

Florham Park, NJ

Weehawken, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-07
TX RA APPROVED 2024-05-31
  • NJ RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2024-05-31

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Weehawken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2011 05/2018
Jpmorgan Chase Bank, N.A. New York NY 05/2018 05/2024
Jpmorgan Securities, Llc. New York NY 05/2018 05/2024
Rbc Capital Markets, Llc Florham Park NJ 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-13
  • S66 Uniform Combined State Law Examination
    2007-08-13
Other Names
  • Dalia F Bubbilo
  • Dalia F Bubbico
  • Dalia Francesca Bubbico
  • Dalia Bubbico

View on SEC IAPD

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