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Kevin Arruda

Cornerstone Financial Management LLC

North Kingstown, RI

Burlington, MA

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Current Employers
Cornerstone Financial Management Llc

10 Mall Road Suite 301, Burlington, MA 01803-4131 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-04-09
MA RA APPROVED 2021-03-24
TX RA APPROVED_RES 2021-03-12
  • RI RA
    APPROVED
    Since 2021-04-09
  • MA RA
    APPROVED
    Since 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-12

Branch Locations

650 Ten Rod Road Suite 112, North Kingstown, RI 02852 • United States

67 South Bedford Street Suite 400 West, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Providence RI 10/2014 02/2021
Cornerstone Financial Management Llc Burlington MA 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-28
S63 Uniform Securities Agent State Law Examination 2007-08-06
  • S65 Uniform Investment Adviser Law Examination
    2010-01-28
  • S63 Uniform Securities Agent State Law Examination
    2007-08-06
Designations
Other Names
  • Kevin Arruda
  • Kevin John Arruda

View on SEC IAPD

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