Gregory Matthew Palmieri

Current Employers

Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-01-14
TX	RA	APPROVED	2020-01-14

NC RA
APPROVED

Since 2020-01-14
TX RA
APPROVED

Since 2020-01-14

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Usaa Financial Planning Services	Vienna	VA	06/2014	07/2017
Sofi Securities / Sofi Wealth	Claymont	DE	03/2018	Present
Unemployed	Arlington	VA	07/2017	03/2018

06/2014 → 07/2017

Usaa Financial Planning Services

Vienna, VA
03/2018 → Present

Sofi Securities / Sofi Wealth

Claymont, DE
07/2017 → 03/2018

Unemployed

Arlington, VA

Previous Registrations

2014-07-11 → 2017-08-07

Usaa Financial Planning Services

Tampa, FL

Vienna, VA
2012-03-23 → 2014-05-16

Ubs Financial Services Inc.

Sewickley, PA
2009-11-25 → 2010-05-25

Morgan Stanley

Bloomington, MN
2009-10-08 → 2009-11-11

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

Greensburg, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-01

S66 Uniform Combined State Law Examination

2007-08-01

Designations

View on SEC IAPD

Current Employers

Sofi Wealth Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews