Jennifer Yasmin Auerbach-rodriguez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-11-20
NY	RA	APPROVED	2023-11-16

MI RA
APPROVED

Since 2023-11-20
NY RA
APPROVED

Since 2023-11-16

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2008	Present

07/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*1952282 Entity Type: N/A Name of OBA: Rental Property 1 Address:Groton, Connecticut Investment Related:No Position, Title, Association:Sole owner Start Date:08/26/2024 No Hours: 2 Yearly No Hours during trading:0 Duties:N/A

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-11-10

S66 Uniform Combined State Law Examination

2008-11-10

Other Names

Jennifer Auerbach
Jen Yasmin Auerbach-Rodriguez

View on SEC IAPD