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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-08-29 |
Branch Locations
12900 South Saginaw, Grand Blanc, MI 48439 • United States
700 S. Ballenger Highway, Flint, MI 48532 • United States
1231 N. Leroy, Fenton, MI 48430 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | White Lake | MI | 08/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-06 |
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