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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-08-29
  • MI RA
    APPROVED
    Since 2011-08-29

Branch Locations

12900 South Saginaw, Grand Blanc, MI 48439 • United States

700 S. Ballenger Highway, Flint, MI 48532 • United States

1231 N. Leroy, Fenton, MI 48430 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities White Lake MI 08/2011 Present
  • 08/2011 → Present
    Fifth Third Securities
    White Lake, MI
Previous Registrations
  • 2009-04-21 → 2011-08-01
    Chase Investment Services Corp.
    Flint, MI
    St. Helen, MI
    Burton, MI
    Flint, MI
    Clio, MI
    Flint, MI
    Flint, MI
    Flint, MI
    Roscommon, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-18
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2009-04-18
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Adam Slosar

View on SEC IAPD

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