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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-05-14 |
| SC | RA | APPROVED | 2026-03-25 |
| WA | RA | APPROVED | 2025-10-14 |
| CA | RA | APPROVED | 2025-01-01 |
| ME | RA | APPROVED | 2024-07-25 |
| NY | RA | APPROVED | 2023-03-02 |
| RI | RA | APPROVED | 2022-08-12 |
| NC | RA | APPROVED | 2021-10-18 |
| NH | RA | APPROVED | 2015-09-09 |
| MA | RA | APPROVED | 2008-11-28 |
Branch Locations
160 Gould Street Suite 310, Needham, MA 02494 • United States
Andover, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | North Andover | MA | 04/2013 | 09/2020 |
| Guardian Life Insurance Co Of America | North Andover | MA | 04/2013 | 09/2020 |
| Guardian Life Insurance Company | Dedham | MA | 05/2019 | 12/2019 |
| Park Avenue Securities | Dedham | MA | 05/2019 | 12/2019 |
| Guardian Life Insurance | Andover | MA | 09/2020 | 10/2020 |
| Park Avenue Securities | Andover | MA | 09/2020 | 10/2020 |
| Guardian Life Insurance Company | Whitinsville | MA | 10/2020 | 04/2021 |
| Park Avenue Securities | Whitinsville | MA | 10/2020 | 04/2021 |
| Guardian Life Insurance Company | Needham | MA | 04/2021 | Present |
| Park Avenue Securities | Needham | MA | 04/2021 | Present |
| Guardian Life Insurance Company | Andover | MA | 06/2024 | Present |
| Park Avenue Securities | Andover | MA | 06/2024 | Present |
1. Andover Rotary-Serving as Fundraising Chair and Treasurer, Start: 07/01/2012, Address: P.O. Box 1152 Andover, MA 01810, 10 total hours per month; 0 during securities trading hours, Not investment related, 2. Insurance Other than Guardian-Occasionally opportunity to sell insurance outside of Guardian/IUS, Start: 01/01/2008, Address: 4 Avon St. Andover, MA 01810, 5 total hours per month 4 during securities trading hours, Investment related, More than 10% annual compensation, 3) Aha! Financial, LLC-Founder and owner of Aha! Financial, LLC. Created this entity for personal branding purposes and also to have the liability protection of the LLC, Start: 08/25/2021, Address: 73 Turnpike St. #1043 North Andover, MA 01845, 160 total hours per month; 143 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-24 |
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