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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-05-14
SC RA APPROVED 2026-03-25
WA RA APPROVED 2025-10-14
CA RA APPROVED 2025-01-01
ME RA APPROVED 2024-07-25
NY RA APPROVED 2023-03-02
RI RA APPROVED 2022-08-12
NC RA APPROVED 2021-10-18
NH RA APPROVED 2015-09-09
MA RA APPROVED 2008-11-28
  • OR RA
    APPROVED
    Since 2026-05-14
  • SC RA
    APPROVED
    Since 2026-03-25
  • WA RA
    APPROVED
    Since 2025-10-14
  • CA RA
    APPROVED
    Since 2025-01-01
  • ME RA
    APPROVED
    Since 2024-07-25
  • NY RA
    APPROVED
    Since 2023-03-02
  • RI RA
    APPROVED
    Since 2022-08-12
  • NC RA
    APPROVED
    Since 2021-10-18
  • NH RA
    APPROVED
    Since 2015-09-09
  • MA RA
    APPROVED
    Since 2008-11-28

Branch Locations

160 Gould Street Suite 310, Needham, MA 02494 • United States

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc North Andover MA 04/2013 09/2020
Guardian Life Insurance Co Of America North Andover MA 04/2013 09/2020
Guardian Life Insurance Company Dedham MA 05/2019 12/2019
Park Avenue Securities Dedham MA 05/2019 12/2019
Guardian Life Insurance Andover MA 09/2020 10/2020
Park Avenue Securities Andover MA 09/2020 10/2020
Guardian Life Insurance Company Whitinsville MA 10/2020 04/2021
Park Avenue Securities Whitinsville MA 10/2020 04/2021
Guardian Life Insurance Company Needham MA 04/2021 Present
Park Avenue Securities Needham MA 04/2021 Present
Guardian Life Insurance Company Andover MA 06/2024 Present
Park Avenue Securities Andover MA 06/2024 Present
  • 04/2013 → 09/2020
    North Andover, MA
  • 04/2013 → 09/2020
    Guardian Life Insurance Co Of America
    North Andover, MA
  • 05/2019 → 12/2019
    Guardian Life Insurance Company
    Dedham, MA
  • 05/2019 → 12/2019
    Park Avenue Securities
    Dedham, MA
  • 09/2020 → 10/2020
    Guardian Life Insurance
    Andover, MA
  • 09/2020 → 10/2020
    Park Avenue Securities
    Andover, MA
  • 10/2020 → 04/2021
    Guardian Life Insurance Company
    Whitinsville, MA
  • 10/2020 → 04/2021
    Park Avenue Securities
    Whitinsville, MA
  • 04/2021 → Present
    Guardian Life Insurance Company
    Needham, MA
  • 04/2021 → Present
    Park Avenue Securities
    Needham, MA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Andover, MA
  • 06/2024 → Present
    Park Avenue Securities
    Andover, MA
Other Businesses

1. Andover Rotary-Serving as Fundraising Chair and Treasurer, Start: 07/01/2012, Address: P.O. Box 1152 Andover, MA 01810, 10 total hours per month; 0 during securities trading hours, Not investment related, 2. Insurance Other than Guardian-Occasionally opportunity to sell insurance outside of Guardian/IUS, Start: 01/01/2008, Address: 4 Avon St. Andover, MA 01810, 5 total hours per month 4 during securities trading hours, Investment related, More than 10% annual compensation, 3) Aha! Financial, LLC-Founder and owner of Aha! Financial, LLC. Created this entity for personal branding purposes and also to have the liability protection of the LLC, Start: 08/25/2021, Address: 73 Turnpike St. #1043 North Andover, MA 01845, 160 total hours per month; 143 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-28
S63 Uniform Securities Agent State Law Examination 2008-04-24
  • S65 Uniform Investment Adviser Law Examination
    2008-10-28
  • S63 Uniform Securities Agent State Law Examination
    2008-04-24
Designations
Other Names
  • Donald Gottfried

View on SEC IAPD

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