Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-08-16
CA RA APPROVED 2008-12-19
  • TX RA
    APPROVED_RES
    Since 2012-08-16
  • CA RA
    APPROVED
    Since 2008-12-19

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch San Jose CA 11/2008 Present
Bank Of America,Na San Jose CA 08/2009 Present
  • 11/2008 → Present
    Merrill Lynch
    San Jose, CA
  • 08/2009 → Present
    Bank Of America,Na
    San Jose, CA
Other Businesses

(1)I*27825 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GENERAL REAL ESTATE (SINGLE FAMILY) PARTNERSHIP-TX INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 1151 DENVER DR, CAMPBELL, CALIFORNIA 95008 NATURE OF BUSINESS: OTHER,PARTNERSHIP POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 41142 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT WITH NO ACTIVE PARTICIPATION (2)I*27827 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY DUPLEX-CHIVALRY INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 1151 DENVER DR, CAMPBELL, CALIFORNIA 95008 NATURE OF BUSINESS: OTHER,OWNED WITH MY WIFE JOINTLY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 37243 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT WITH NO ACTIVE PARTICIPATION. (3)I*27826 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL DUPLEX-INGE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 1151 DENVER DR., CAMPBELL, CALIFORNIA 95008 NATURE OF BUSINESS: OTHER,OWNED WITH WIFE JOINTLY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 37957 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT WITH NO ACTIVE PARTICIPATION. (4)I*27828 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTY PARTNERSHIP-MANZANITA INVESTMENT RELATED: Y ADDRESS OF BUSINESS: 1151 DENVER DR., CAMPBELL, CALIFORNIA 95008 NATURE OF BUSINESS: PARTNERSHIP,PARTNERSHIP POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 37396 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT WITH NO ACTIVE PARTICIPATION. I*7530 For profit or not for profit: Name of outside business organization: Partnership Investment related: Address of business: Kansas City, Missouri 64138 Nature of business: , Position, title, association: , Start date of relationship: 1/4/2019 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*8048 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Kansas City, Missouri 64151 Nature of business: , Position, title, association: , Start date of relationship: 4/25/2019 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-16
S63 Uniform Securities Agent State Law Examination 2000-06-26
  • S65 Uniform Investment Adviser Law Examination
    2008-12-16
  • S63 Uniform Securities Agent State Law Examination
    2000-06-26
Other Names
  • Rio Mario Oliveri
  • Rosario Mario Oliveri
  • Rio Mario Oliver

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Jose, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor