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John Ryan Thomas

First Trust Advisors LP

Zionsville, IN

Wheaton, IL

CRD 5355608

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-05-22
  • IL RA
    APPROVED
    Since 2015-05-22

Branch Locations

Zionsville, IN • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 05/2015 Present
First Trust Advisors L.P. Wheaton IL 05/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-27
S63 Uniform Securities Agent State Law Examination 2007-09-20
  • S65 Uniform Investment Adviser Law Examination
    2008-06-27
  • S63 Uniform Securities Agent State Law Examination
    2007-09-20
Other Names
  • Ryan Thomas

View on SEC IAPD

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