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Bernard Jun Tong

Charles Schwab & Co., Inc.

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-05
CA RA APPROVED 2018-10-31
  • TX RA
    APPROVED_RES
    Since 2021-02-05
  • CA RA
    APPROVED
    Since 2018-10-31

Branch Locations

425 Market Street Floor 17, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Burlingame CA 11/2010 10/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 10/2018
Charles Schwab & Co., Inc. San Francisco CA 10/2018 Present
Charles Schwab Bank, Ssb San Francisco CA 10/2018 Present
  • 11/2010 → 10/2018
    Fidelity Brokerage Services Llc
    Burlingame, CA
  • 07/2018 → 10/2018
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 10/2018 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 10/2018 → Present
    Charles Schwab Bank, Ssb
    San Francisco, CA
Previous Registrations
  • 2018-07-13 → 2018-10-12
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2012-01-13 → 2018-07-13
    Strategic Advisers Llc
    Palo Alto, CA
    San Francisco, CA
    Sunnyvale, CA
Other Businesses

1) Main Street Rental Income | Investment Related:No|2133 Main Street|Alameda|ca|94501|USA|Real Estate (Non-Agent/Broker)|Owner|9/1/2025|Less than 20|0|I rent out my townhouse.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-05
S63 Uniform Securities Agent State Law Examination 2007-08-01
  • S65 Uniform Investment Adviser Law Examination
    2011-11-05
  • S63 Uniform Securities Agent State Law Examination
    2007-08-01
Designations
Other Names
  • Jun Tong Bernard
  • Bernie Tong

View on SEC IAPD

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MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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