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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-21
  • TX RA
    APPROVED
    Since 2017-11-21

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 06/2007 01/2017
Charles Schwab & Co., Inc. Westlake TX 10/2017 Present
Rental Property Keller TX 10/2011 07/2022
Td Ameritrade Inc. Westlake TX 05/2021 06/2024
  • 06/2007 → 01/2017
    Td Ameritrade
    Fort Worth, TX
  • 10/2017 → Present
    Westlake, TX
  • 10/2011 → 07/2022
    Rental Property
    Keller, TX
  • 05/2021 → 06/2024
    Td Ameritrade Inc.
    Westlake, TX
Previous Registrations
  • 2021-05-21 → 2021-12-31
    Td Ameritrade, Inc.
    Westlake, TX
    Omaha, NE
  • 2008-09-09 → 2017-01-17
    Td Ameritrade, Inc.
    Fort Worth, TX
    Westlake, TX
  • 2008-09-09 → 2017-01-17
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-08
S63 Uniform Securities Agent State Law Examination 2008-01-03
  • S66 Uniform Combined State Law Examination
    2008-09-08
  • S63 Uniform Securities Agent State Law Examination
    2008-01-03

View on SEC IAPD

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