Elizabeth Carey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 04/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2017 → 09/2018
  Morgan Stanley
  New York, NY
• 09/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 11/2018 → Present
  Bank Of America, N.A.
  Greenwich, CT

Previous Registrations

• 2017-09-25 → 2018-09-24
  Morgan Stanley
  New York, NY
  Purchase, NY
• 2010-08-05 → 2017-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jersey City, NJ
  New York, NY
  New York, NY
  New York, NY

Other Businesses

I*1261304 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Norwalk, Connecticut, 06853 Nature of business: Rental Property Position, title, association: Sole owner Start date of relationship: 4/20/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I*1276411 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: New York, New York, 10014 Nature of business: Rental Property Position, title, association: Sole owner, Start date of relationship: 5/1/2020 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I*: 2098280 Entity Type: Entity Charitable Name of OBA: Open Doors Shelter Address: Norwalk, CT 06854 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Homeless shelter in Norwalk CT. Invited to serve as an advising board member. Not directing any for profit activities.

Exams

• S66 Uniform Combined State Law Examination
  2010-07-30

Other Names

• Elizabeth Adams Carey
• Elizabeth A Carey
• Liza Carey