Monica Christine Lupinetti

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-12-21

NJ RA
APPROVED

Since 2021-12-21

Branch Locations

10000 Midlantic Dr Ste 100W, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mclaughlin Asset Management, Inc.	Haddonfield	NJ	07/2006	Present
Lincoln Financial Advisors Corporation	Haddonfield	NJ	08/2009	12/2021
Lpl Financial Llc	Haddonfield	NJ	12/2021	Present

07/2006 → Present

Mclaughlin Asset Management, Inc.

Haddonfield, NJ
08/2009 → 12/2021

Lincoln Financial Advisors Corporation

Haddonfield, NJ
12/2021 → Present

Lpl Financial Llc

Haddonfield, NJ

Previous Registrations

2014-08-08 → 2021-12-17

Osaic Fa, Inc.

Haddonfield, NJ

Other Businesses

1. 01/01/2010 - MCLAUGHLIN ASSET MANAGEMENT INC./ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 1%/ HADDONFIELD, NJ 2. 12/22/2022 - McLaughlin Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/13/2022 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-01

S66 Uniform Combined State Law Examination

2014-07-01

Other Names

Monica Kristine Wiltshire
Monica Kristine Lupinetti

View on SEC IAPD