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Current Employers
Connecticut Capital Management Group, Llc

2 Schooner Ln Suite 1-12, Milford, CT 06460 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-10
CT RA APPROVED 2020-01-16
  • TX RA
    APPROVED
    Since 2023-02-10
  • CT RA
    APPROVED
    Since 2020-01-16

Branch Locations

2 Schooner Ln Suite 1-12, Milford, CT 06460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connecticut Capital Management Group, Llc Milford CT 01/2015 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2011 12/2019
Cambridge Investment Research, Inc. Fairfield IA 04/2013 12/2019
Connecticut Capital Management Group, Llc Milford CT 10/2019 Present
Connecticut Benefits Group, Llc Milford CT 01/2015 11/2021
Previous Registrations
Other Businesses

1)Brian Daniel Parke is a licensed insurance agent. 2) Rape Crisis Center of Milford; Investment related: No; Location: 70 West River Street Milford CT 06460 USA; Description: The Rape Crisis Center of Milford is a non-profit social service agency working to end sexual violence through victim assistance, prevention, education, and public policy advocacy.; Position Title: Board Member; Responsibilities Duties: Non-compensated voting member; Start date: 2013-08-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 1. 3) Devon Rotary; Investment related: No; Location: 49 Bridgeport Ave. Milford CT 06460 USA; Description: The Devon Rotary Club of Connecticut is a volunteer organization of business and professional women and men who want to make a positive difference in the community.; Position Title: Board Member; Responsibilities Duties: Non-compensated voting member; Start date: 2022-07-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 2.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-08-22
S65 Uniform Investment Adviser Law Examination 2008-10-27
  • S63 Uniform Securities Agent State Law Examination
    2013-08-22
  • S65 Uniform Investment Adviser Law Examination
    2008-10-27
Designations

View on SEC IAPD

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