Matthew G Filik

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → 11/2017
  Invest Financial Corporation
  Tampa, FL
• 11/2017 → 03/2025
  The Investment Center Inc
  Mountainside, NJ
• 11/2017 → 03/2025
  Ic Advisory Services Inc
  Mountainside, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Mountainside, NJ

Previous Registrations

• 2017-11-27 → 2025-03-06
  Ic Advisory Services, Inc.
  Mountainside, NJ
  Bedminster, NJ
• 2010-09-13 → 2017-12-06
  Invest Financial Corporation
  Mountainside, NJ

Other Businesses

1- 03/06/2025 - Matthew Filik-Notary - Notary - Investment Related - At Reported Business Location(s) - Start Date 02/01/2016 - 1 hour per month/ 0 hours during trading 2- 03/06/2025 - The Community Food Bank of NJ - Non-Profit Board Member - Not Investment Related - Hillside, NJ - Start Date 05/01/2017 - 8 hours per month/ 4 hours during trading 3- 03/06/2025 - ClearFocus Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 07/29/2020 - 1 hour per month/ 0 hours during trading 4- 03/06/2025-Matthew Filik- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 12/16/2010- 10 Hours Per Month- 5 Hours During Trading 5- 03/06/2025- ClearFocus- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/11/2010

Exams

• S66 Uniform Combined State Law Examination
  2010-09-10

Designations

• Certified Financial Planner