Zachary Daniel Natale

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 03/2019
  Mfs Fund Distributors, Inc.
  Boston, MA
• 04/2019 → 07/2020
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 08/2020 → 06/2022
  Sterling Capital Management Llc
  Jupiter, FL
• 07/2022 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2020-09-16 → 2022-06-23
  Sterling Capital Management Llc
  Jupiter, FL
• 2019-06-04 → 2020-08-05
  Truist Advisory Services, Inc.
  Jupiter, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-06-01
• S63 Uniform Securities Agent State Law Examination
  2007-07-27