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Tessa Brugh Dueker

Charles Schwab & Co., Inc.

Franklin, TN

Nashville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-06-03
  • TN RA
    APPROVED
    Since 2021-06-03

Branch Locations

520 Cool Springs Blvd, Franklin, TN 37067 • United States

4012-B Hillsboro Pike Suite 103, Nashville, TN 37215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Bellevue NE 06/2007 01/2021
Fidelity Investments Franklin TN 01/2021 05/2021
Charles Schwab & Co., Inc. Nashville TN 05/2021 Present
Charles Schwab Bank, Ssb Nashville TN 05/2021 Present
  • 06/2007 → 01/2021
    Tdameritrade
    Bellevue, NE
  • 01/2021 → 05/2021
    Fidelity Investments
    Franklin, TN
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Nashville, TN
  • 05/2021 → Present
    Charles Schwab Bank, Ssb
    Nashville, TN
Previous Registrations
  • 2021-01-21 → 2021-05-12
    Fidelity Personal And Workplace Advisors
    Franklin, TN
  • 2011-09-23 → 2021-01-11
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Nashville, TN
  • 2011-09-23 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Brentwood, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-21
S63 Uniform Securities Agent State Law Examination 2009-02-13
  • S66 Uniform Combined State Law Examination
    2011-09-21
  • S63 Uniform Securities Agent State Law Examination
    2009-02-13
Other Names
  • Tessa Marie Brugh
  • Tessa Marie Dueker
  • Tessa Dueker

View on SEC IAPD

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Jessica Rose Colston
CASH TUNSTALL
JEFFERY BRADFORD BOWLIN
JACOB CARL POWELL

Other Offices

SAGESPRING WEALTH PARTNERS · Franklin, TN
D.A. DAVIDSON & CO. · FRANKLIN, TN
LPL FINANCIAL LLC · FRANKLIN, TN
EQUITABLE ADVISORS, LLC · FRANKLIN, TN
ONEDIGITAL · Franklin, TN
ONEDIGITAL · FRANKLIN, TN
EDWARD JONES · FRANKLIN, TN
EFINANCIAL ALLIANCE, LLC · FRANKLIN, TN

More in Franklin, TN

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