Best Investors Account Sign in

James Xiarhos

LPl Enterprise, LLC

Fort Mill, SC

Old Saybrook, CT

Old Saybrook, CT

Claim This Profile
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-27
CT RA APPROVED 2025-03-24
TX RA APPROVED_RES 2025-03-24
  • SC RA
    APPROVED
    Since 2025-03-27
  • CT RA
    APPROVED
    Since 2025-03-24
  • TX RA
    APPROVED_RES
    Since 2025-03-24

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Old Saybrook, CT • United States

Old Saybrook, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Shelton CT 12/2006 11/2024
Pruco Securities, Llc. Shelton CT 12/2006 11/2024
Unemployed Old Saybrook CT 12/2024 03/2025
Lpl Enterprise, Llc Old Saybrook CT 03/2025 Present
  • 12/2006 → 11/2024
    Prudential Insurance Company Of America
    Shelton, CT
  • 12/2006 → 11/2024
    Pruco Securities, Llc.
    Shelton, CT
  • 12/2024 → 03/2025
    Unemployed
    Old Saybrook, CT
  • 03/2025 → Present
    Lpl Enterprise, Llc
    Old Saybrook, CT
Previous Registrations
  • 2009-07-15 → 2024-12-10
    Pruco Securities, Llc.
    Shelton, CT
    White Plains, NY
    White Plains, NY
    Old Saybrook, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-23
S63 Uniform Securities Agent State Law Examination 2000-04-13
  • S66 Uniform Combined State Law Examination
    2007-04-23
  • S63 Uniform Securities Agent State Law Examination
    2000-04-13
Other Names
  • Jim Xiarhos

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
LPL FINANCIAL LLC

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor