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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-10-24 |
| TX | RA | APPROVED | 2023-10-24 |
Branch Locations
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Braney | Chicago | IL | 03/2010 | 07/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 07/2019 | 10/2023 |
| Bank Of America, N.A. | Chicago | IL | 07/2019 | 10/2023 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 10/2023 | Present |
I*125246 For profit or not for profit: Non-Profit Organization Name of outside business organization: west monroe condominium association Investment related: N Address of business: chicago, Illinois 60523 Nature of business: Other,4 unit condo association Position, title, association: Committee Member, Start date of relationship: 5/31/2016 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: set annual budget, pay common area bills
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-08 |
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