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Mark Pautsch

Cetera Investment Advisers LLC

Schaumburg, IL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-08-10
  • IL RA
    APPROVED
    Since 2015-08-10

Branch Locations

1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 07/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2015 Present
Cetera Advisors Llc St. Cloud MN 01/2024 Present
  • 07/2015 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2015 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 01/2024 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-26
  • S66 Uniform Combined State Law Examination
    2007-07-26
Other Names
  • Mark Robert Pautsch

View on SEC IAPD

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