Elliott Crispin Fell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Lpl Financial
  Houston, TX

Previous Registrations

• 2007-09-18 → 2012-11-07
  Edward Jones
  Houston, TX
  St Louis, MO

Other Businesses

1. 11/27/2012 - WALLSTREET TEXAS/ DBA ONLY/ 100%/ HOUSTON, TX 2. 12/20/2022 - Fell and Co. - Investment Related - At Reported Business Location(s) - Loan - Start Date - 01/16/2023 - 160 Hours Per Month/6 Hours During Securities Trading 3. 12/20/2022 - Fell and Co. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 1/16/2023 - 160 Hours Per Month/6 Hours During Securities Trading 4. 06/29/2023 - ASH Brokerage - Not Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 06/05/2023 - 5 Hours Per Month/ 5 Hours During Securities Trading 5. 12/05/2024 - Fell Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/18/2024 - 160 hours per month/ 5 hours during trading 6. 02/26/2025 - Fell & Co. Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/14/2025 - 160 hours per month/ 5 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-09-17

Other Names

• Elliott Fell