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Kevin Dempsey

J.P. Morgan Securities LLC

Tampa, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-26
TX RA APPROVED_RES 2024-04-26
  • FL RA
    APPROVED
    Since 2024-04-26
  • TX RA
    APPROVED_RES
    Since 2024-04-26

Branch Locations

100 N Tampa St Floor 33, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Tampa FL 05/2011 03/2024
Jpmorgan Chase Bank, N.A. Tampa FL 04/2024 Present
J.P. Morgan Securities Llc Tampa FL 04/2024 Present
  • 05/2011 → 03/2024
    Citigroup
    Tampa, FL
  • 04/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Tampa, FL
  • 04/2024 → Present
    J.P. Morgan Securities Llc
    Tampa, FL
Previous Registrations
  • 2022-05-06 → 2024-04-25
    Citigroup Global Markets Inc.
    Tampa, FL
    New York, NY
    Winter Park, FL
    Orlando, FL
    North Palm Beach, FL
    Greenwich, CT
    Tampa, FL
    West Palm Beach, FL
    Washington, DC
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-23
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S66 Uniform Combined State Law Examination
    2022-02-23
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Kevin Dempsey
  • Kevin Patrick Dempsey

View on SEC IAPD

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