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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securites Llc | Georgetown | TX | 10/2016 | 01/2017 |
| Jpmorgan Chase Na | Georgetown | TX | 03/2011 | 10/2016 |
| Jp Morgan Securities Llc | Georgetown | TX | 01/2017 | Present |
| Jp Morgan Chase Bank, N.A. | Georgetown | TX | 01/2017 | Present |
| Ppq And Mq Llc | Georgetown | TX | 02/2020 | Present |
Entity Name: PPQ And MQ LLC Investment related: No Address: Private Residence Nature of the other business: Trust Position/Title/Relationship: Owner/Partner Start Date: 02/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is an LLC with myself and my husband setup as members. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 4/3/2018 ADDRESS: 212 GEORGETOWN, TX. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 2 HOURS DURING TRADING: 1 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-18 |
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