Adam Christopher Grantham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 11/2020
  Aagi, Inc.
  Minneapolis, MN
• 02/2014 → 09/2017
  Waddell & Reed, Inc
  Bloomington, MN
• 04/2014 → 09/2017
  Various Insurance Carriers For W&R Insurance Agencies
  Minneapolis, MN
• 10/2017 → 11/2020
  Tiaa
  Bloomington, MN
• 10/2017 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  Bloomington, MN
• 11/2020 → 08/2021
  Associated Bank
  Manitowoc, WI
• 08/2021 → Present
  Lpl Financial
  Maple Grove, MN

Previous Registrations

• 2017-10-17 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  Bloomington, MN
• 2014-02-14 → 2017-10-02
  Waddell & Reed
  Plymouth, MN
  Savage, MN
• 2009-05-20 → 2014-02-17
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Minneapolis, MN
  Appleton, WI
  Minneapolis, MN
  Appleton, WI

Other Businesses

1) 08/10/2021 - Manifest Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 08/08/2023 - The Grantham Group, INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 07/01/2023

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-05-04
• S63 Uniform Securities Agent State Law Examination
  2007-07-06

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Adam Christopher Grantham
• Adam C Grantham
• Adam Grantham