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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-03-23 |
Branch Locations
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ria Registrar, Llc | Arden Hills | MN | 08/2015 | 04/2018 |
| Gradient Securities, Llc | Arden Hills | MN | 03/2017 | 04/2018 |
| Gradient Securities, Llc | Arden Hills | MN | 05/2018 | 08/2019 |
| Gradient Securities, Llc | Arden Hills | MN | 09/2019 | Present |
| Ria Registrar, Llc | Arden Hills | MN | 09/2019 | Present |
RIA REGISTRAR, LLC; NOT INVESTMENT RELATED; 4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; COMPLIANCE CONSULTING; DIRECTOR OF COMPLIANCE; START 09/2019; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADING HOURS; COMPLIANCE CONSULTING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-31 |
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