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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-11-07 |
| TX | RA | APPROVED | 2025-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Marshall | MN | 06/2007 | 06/2017 |
| Raymond James Financial Services, Inc | Marshall | MN | 06/2017 | 11/2025 |
| Raymond James Financial Services Advisors Inc. | Marshall | MN | 07/2017 | 11/2025 |
| Brember Bank A Division Of Old National | Marshall | MN | 06/2017 | 11/2025 |
| Lpl Financial Llc | Marshall | MN | 11/2025 | Present |
| Old National Bank | Marshall | MN | 11/2025 | Present |
1- 09/2025 / Old National Bank Referral Programs / Financial Institution Duty / investment related / 1 hrs mnth / start 11/07/2025 2- 09/05/2025 / Investment products and services are offered through LPL Financial LLC using the DBA/Old National Wealth Advisors / investment related / at Reported Business Location(s) 3- 11/07/2025 - Marshall Volunteer Fire Department - Non-Profit Board Member - President - Not Investment Related - Marshall, MN - Start Date 01/01/2022 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-30 |
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