Bradly A Stevens

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-02-21
OH	RA	APPROVED	2023-10-26
OR	RA	APPROVED	2023-09-19
TX	RA	APPROVED_RES	2021-01-06
UT	RA	APPROVED	2020-08-19
MD	RA	APPROVED	2019-07-24
NV	RA	APPROVED	2019-04-03
NC	RA	APPROVED	2019-04-02
WA	RA	APPROVED	2019-03-26
IL	RA	APPROVED	2016-07-08
CA	RA	APPROVED	2016-01-15
FL	RA	APPROVED	2016-01-15
IN	RA	APPROVED	2016-01-15

SC RA
APPROVED

Since 2025-02-21
OH RA
APPROVED

Since 2023-10-26
OR RA
APPROVED

Since 2023-09-19
TX RA
APPROVED_RES

Since 2021-01-06
UT RA
APPROVED

Since 2020-08-19
MD RA
APPROVED

Since 2019-07-24
NV RA
APPROVED

Since 2019-04-03
NC RA
APPROVED

Since 2019-04-02
WA RA
APPROVED

Since 2019-03-26
IL RA
APPROVED

Since 2016-07-08
CA RA
APPROVED

Since 2016-01-15
FL RA
APPROVED

Since 2016-01-15
IN RA
APPROVED

Since 2016-01-15

Branch Locations

Moreno Valley, CA • United States

2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance	Corona	CA	06/2016	04/2021
Park Avenue Securities Llc	Corona	CA	06/2016	04/2021
Guardian Life Insurance	San Diego	CA	04/2021	06/2024
Park Avenue Securities	San Diego	CA	04/2021	06/2024
Guardian Life Insurance Company	Moreno Valley	CA	06/2024	Present
Park Avenue Securities	Moreno Valley	CA	06/2024	Present
Park Avenue Securities	Irvine	CA	06/2024	Present
Guardian Life Insurance Company	Irvine	CA	06/2024	Present

06/2016 → 04/2021

Guardian Life Insurance

Corona, CA
06/2016 → 04/2021

Park Avenue Securities Llc

Corona, CA
04/2021 → 06/2024

Guardian Life Insurance

San Diego, CA
04/2021 → 06/2024

Park Avenue Securities

San Diego, CA
06/2024 → Present

Guardian Life Insurance Company

Moreno Valley, CA
06/2024 → Present

Park Avenue Securities

Moreno Valley, CA
06/2024 → Present

Park Avenue Securities

Irvine, CA
06/2024 → Present

Guardian Life Insurance Company

Irvine, CA

Previous Registrations

2008-07-24 → 2016-01-25

Mml Investors Services, Llc

Norco, CA

Other Businesses

1. Non-Guardian Insurance, Selling non-Guardian life, disability and LTC Insurance, Start: 03/01/2016, Address: 25707 Slate Creek Drive, Moreno Valley, CA 92551, 5 bus hrs per month, Investment related, 2. Certified Personal Trainer, Train individuals and small groups to help achieve fitness goals as an independent contractor. Start: 07/08/2019, Address: 25707 Los Cabos Drive, Moreno Valley, CA 92551, 4 non bus hrs per month, Not investment related, >10% annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-07-17
S63	Uniform Securities Agent State Law Examination	2007-07-03

S65 Uniform Investment Adviser Law Examination

2008-07-17
S63 Uniform Securities Agent State Law Examination

2007-07-03

Designations

Chartered Financial Consultant

Other Names

Brad Allen Stevens
Bradly Allen Stevens

View on SEC IAPD