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2151 E Broadway Suite 203, Tempe, AZ 85282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-15 |
| CA | RA | APPROVED | 2022-05-25 |
| AZ | RA | APPROVED | 2020-04-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Peoria | AZ | 09/2012 | 10/2016 |
| Various Insurance Carriers For W&R Insurance Agencies | Scottsdale | AZ | 09/2012 | 10/2016 |
| Morgan Stanley | Peoria | AZ | 10/2016 | 03/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 02/2017 | 03/2020 |
| Financial Life Planners Llc | Phoenix | AZ | 03/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2017 | 04/2020 |
1) Insurance Producer/investment-related/license active since 2007/Scottsdale, AZ/0-10 hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-15 |
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