James Gregga

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-16
IL	RA	APPROVED	2020-01-10

TX RA
APPROVED

Since 2020-01-16
IL RA
APPROVED

Since 2020-01-10

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Barrington	IL	10/2012	01/2020
Morgan Stanley Smith Barney Llc	Barrington	IL	01/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	02/2020	Present

10/2012 → 01/2020

J.P. Morgan Securities Llc

Barrington, IL
01/2020 → Present

Morgan Stanley Smith Barney Llc

Barrington, IL
02/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-10-01 → 2020-01-29

J.P. Morgan Securities Llc

Palatine, IL

Barrington, IL
2008-09-17 → 2012-10-01

Chase Investment Services Corp.

Algonquin, IL

Wauconda, IL

Barrington, IL

Elgin, IL

Palatine, IL

Lake Zurich, IL

Lake Zurich, IL
2007-08-21 → 2008-09-08

Ubs Financial Services Inc.

Chicago, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-20

S66 Uniform Combined State Law Examination

2007-08-20

Designations

Other Names

James William Gregga

View on SEC IAPD

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