James Gregga

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2020
  J.P. Morgan Securities Llc
  Barrington, IL
• 01/2020 → Present
  Morgan Stanley Smith Barney Llc
  Barrington, IL
• 02/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2012-10-01 → 2020-01-29
  J.P. Morgan Securities Llc
  Palatine, IL
  Barrington, IL
• 2008-09-17 → 2012-10-01
  Chase Investment Services Corp.
  Algonquin, IL
  Wauconda, IL
  Barrington, IL
  Elgin, IL
  Palatine, IL
  Lake Zurich, IL
  Lake Zurich, IL
• 2007-08-21 → 2008-09-08
  Ubs Financial Services Inc.
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2007-08-20

Designations

• Certified Financial Planner

Other Names

• James William Gregga