Lisa Marie Roche-Berlage

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 07/2014 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 07/2014 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2013-07-10 → 2014-06-30
  Wipfli Financial Advisors, Llc
  Milwaukee, WI
• 2010-11-01 → 2013-08-09
  Wipfli Hewins Investment Advisors Llc
  San Mateo, CA
• 2010-11-12 → 2011-09-26
  Lcv Wealth Management, Ltd.
  Rockford, IL
• 2007-08-13 → 2010-11-01
  Lcv Wealth Management, Ltd.
  Rockford, IL

Other Businesses

NAME OF BUSINESS: HOLY SPIRIT CATHOLIC CHURCH INVESTMENT-RELATED ADDRESS: DENVER, NC NATURE OF BUSINESS: RELIGIOUS POSITION: BOARD MEMBER (FINANCE COMMITTEE) START DATE: 02/2021 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUDGET PLANNING

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-09-26
• S65 Uniform Investment Adviser Law Examination
  2007-08-10

Designations

• Certified Financial Planner

Other Names

• Lisa Marie Roche
• Lisa Roche Wilson