Benjamin Peter Zambo

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 08/2017
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 07/2013 → 08/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/2015 → 04/2017
  Lyft
  Milwaukee, WI
• 07/2016 → Present
  Ellie Eclectic Shop
  Lake Mills, WI
• 08/2017 → Present
  Raymond James & Associates, Inc.
  Lake Mills, WI
• 01/2024 → Present
  Raymond James Financial Services
  Waterloo, WI
• 09/2023 → 11/2024
  Sportradar
  Minneapolis, MN
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Waterloo, WI

Previous Registrations

• 2025-08-19 → 2025-09-09
  Raymond James & Associates, Inc.
  Waterloo, WI
  Lake Mills, WI
  St. Petersburg, FL

Other Businesses

(1)Name of Business: EE Address: N341 County Road BB, Waterloo, WI, 53594, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Carpenter, Wood Working

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-14
• S63 Uniform Securities Agent State Law Examination
  2007-08-09