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Clinton Peter Kane

Kane Financial

Waterville, NY

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Current Employers
Kane Financial

151 West Main Street, Waterville, NY 13480 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-21
TX RA APPROVED_RES 2019-02-07
  • NY RA
    APPROVED
    Since 2021-05-21
  • TX RA
    APPROVED_RES
    Since 2019-02-07

Branch Locations

151 West Main Street, Waterville, NY 13480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Utica NY 04/2012 11/2017
Strategic Financial Services Utica NY 03/2012 11/2017
Kane Financial Waterville NY 11/2017 Present
  • 04/2012 → 11/2017
    Cadaret, Grant & Co., Inc.
    Utica, NY
  • 03/2012 → 11/2017
    Strategic Financial Services
    Utica, NY
  • 11/2017 → Present
    Kane Financial
    Waterville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-29
  • S66 Uniform Combined State Law Examination
    2007-08-29
Other Names
  • Clinton P Kane

View on SEC IAPD

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Other Offices

CS PLANNING CORP · New Hartford, NY
EAGLE STRATEGIES LLC · NEW HARTFORD, NY
EQUITABLE ADVISORS, LLC · NEW HARTFORD, NY
AMERIPRISE FINANCIAL SERVICES, LLC · CLINTON, NY
LPL FINANCIAL LLC · CLINTON, NY
COMMONWEALTH FINANCIAL NETWORK · NEW HARTFORD, NY
ASCENT WEALTH PARTNERS, LLC · NEW HARTFORD, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · New Hartford, NY

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