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T. Rowe Price Associates, Inc. CRD 105496
$2.20T regulatory AUM 83 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-10-19 |
| MN | RA | APPROVED | 2022-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legg Mason & Co, Llc. | Minneapolis | MN | 07/2008 | 10/2020 |
| Legg Mason Investor Services, Llc | Stamford | CT | 07/2008 | 10/2020 |
| Horizon Investments | Charlotte | NC | 01/2021 | 09/2021 |
| Quasar Distributors, Llc | Minneapolis | MN | 04/2021 | 09/2021 |
| Fred Alger & Company, Llc | New York | NY | 09/2021 | 09/2022 |
| T Rowe Price | Minneapolis | MN | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-07 |
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