Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-02-05 |
Branch Locations
300 Atlantic St. Suite 130, Stamford, CT 06901-3514 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 04/2016 | 09/2018 |
| Bank Of America, N.A. | Stamford | CT | 04/2016 | 09/2018 |
| Hsbc Bank Usa National Association | Westport | CT | 01/2019 | 06/2020 |
| Hsbc Securities Usa Inc. | Westport | CT | 01/2019 | 06/2020 |
| Unemployed | Norwalk | CT | 09/2018 | 01/2019 |
| Fidelity Investments | Greenwich | CT | 11/2020 | 06/2024 |
| Unemployed | Norwalk | CT | 06/2020 | 11/2020 |
| Charles Schwab & Co., Inc. | Stamford | CT | 01/2025 | Present |
| Unemployed | Norwalk | CT | 06/2024 | 01/2025 |
| Charles Schwab Bank | Stamford | CT | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-21 |
Reach out to this advisor