Loree Dane Quinn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2022-12-01

MO RA
APPROVED

Since 2022-12-01

Branch Locations

921 Hwy 24 & 36 E, Monroe City, MO 63456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securities America, Inc.	Jefferson City	MO	06/2007	12/2022
Alliant Bank	Monore City	MO	06/1997	Present
Usadvisors Wealth Management, Llc	Monroe City	MO	11/2014	12/2022
Lpl Financial Llc	Monroe City	MO	12/2022	Present

06/2007 → 12/2022

Securities America, Inc.

Jefferson City, MO
06/1997 → Present

Alliant Bank

Monore City, MO
11/2014 → 12/2022

Usadvisors Wealth Management, Llc

Monroe City, MO
12/2022 → Present

Lpl Financial Llc

Monroe City, MO

Previous Registrations

2014-12-02 → 2022-12-21

Usadvisors Wealth Management, Llc

Monroe City, MO
2008-04-24 → 2014-11-17

Securities America Advisors, Inc.

Jefferson City, MO

Other Businesses

1) 11/27/2022 - AI I IANT FINANCIAI SFRVICFS - DBA for LPL Business (entity for LPL business) - inv rel - At reported business location(s) 2) 11/27/2022 - Loree Quinn - Non-Variable Insurance start 07/01/2009

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-06

S66 Uniform Combined State Law Examination

2007-12-06

View on SEC IAPD