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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-12-01
  • MO RA
    APPROVED
    Since 2022-12-01

Branch Locations

921 Hwy 24 & 36 E, Monroe City, MO 63456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Jefferson City MO 06/2007 12/2022
Alliant Bank Monore City MO 06/1997 Present
Usadvisors Wealth Management, Llc Monroe City MO 11/2014 12/2022
Lpl Financial Llc Monroe City MO 12/2022 Present
Previous Registrations
Other Businesses

1) 11/27/2022 - AI I IANT FINANCIAI SFRVICFS - DBA for LPL Business (entity for LPL business) - inv rel - At reported business location(s) 2) 11/27/2022 - Loree Quinn - Non-Variable Insurance start 07/01/2009

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-06
  • S66 Uniform Combined State Law Examination
    2007-12-06

View on SEC IAPD

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