Shawn Melaine Behrendsen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 01/2020
  Hopkins Insurance
  Pocahontas, IA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Pocahontas, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Pocahontas, IA
• 01/2015 → Present
  Behrendsen Trucking
  Gilmore City, IA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Pocahontas, IA
  Cedar Rapids, IA
  Rochester, MN
• 2012-04-11 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Fort Dodge, IA
  Pocahontas, IA

Other Businesses

1. TRUSTEE OF TRUST FOR IMMEDIATE FAMILY MEMBER POS: Trustee NATURE: Trustee of Trust INVESTMENT RELATED: No NUMBER HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 11/18/2015 ADDY: IA 50541 DESCRIPT: Trustee of trust of immediate family member 2. WIEGERT FARMS, INC. POS: Bookkeeping/manager NATURE: Corporation INVESTMENT RELATED: No NUMBER HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 04/04/2020 ADDY: IA 50520 DESCRIPT: bill payments, financial statements, bank reconciliation, preparation for tax advisor, work with tax advisor for payroll taxes and to prepare for taxes 3. POA FOR FAMILY MEMBERS POS: POA NATURE: Power of Attorney (if needed) INVESTMENT RELATED: No NUMBER HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 07/01/2022 ADDY: IA 50541 DESCRIPT: POA for parents 4. JOHN BEHRENDSEN- FARMING POS: Bookkeeper NATURE: My husband farms and we own land. I am not operator, but do own some property. I also get compensated with W-2 from John Behrendsen INVESTMENT RELATED: No NUMBER HRS: 24 SECURITIES TRADING HRS: 5 START DATE: 01/01/2000 ADDY: IA 50541 DESCRIPT: Bookkeeping/accounting Payroll Tax preparation 5. BEHRENDSEN TRUCKING POS: bookkeeper NATURE: Farm related trucking, receive a compensation from co. INVESTMENT RELATED: No NUMBER HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 01/01/2015 ADDY: IA 50541 DESCRIPT: Accounting Payroll Tax Preparation Invoicing 6. COUNTY CONSERVATION BOARD POS: Board Member NATURE: County Conservation Dept INVESTMENT RELATED: No NUMBER HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 03/14/2023 ADDY: IA 50574 DESCRIPT: Board oversees structure of Conservation Dept, makes decisions on large expenditures, land acquisition and larger development projects. They okay monthly claims and set any new policy that is recommended or needed. 7. BEHRENDSEN SPRAYING POS: bookkeeper NATURE: Crop spraying for Farmers corn and soybean fields INVESTMENT RELATED: No NUMBER HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 06/26/2024 ADDY: IA 50541 DESCRIPT: Billing and invoicing, Tax preparation at tax time 8. FINANCIAL DECISIONS GROUP POS: IAR NATURE: Investment Advisor Representative with Financial Decisions Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2026 ADDY: IA 50701 DESCRIPT: Work with clients on securities business. 9. FINANCIAL DECISIONS GROUP POSITION: Agent NATURE: Investment Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 06/01/2026 ADDY: Waterloo IA 50701 DESCRIPT: Fixed insurance agent- life insurance, DI insurance and health insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-03
• S63 Uniform Securities Agent State Law Examination
  2007-11-01

Other Names

• Shawn M Behrendsen