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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-06
SC RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2022-04-06
  • SC RA
    APPROVED
    Since 2015-12-15

Branch Locations

208 West 7Th North St, Summerville, SC 29483 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Summerville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 05/2007 Present
First Command Financial Services, Inc. Fort Worth TX 05/2007 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 05/2007 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 05/2007 → Present
    First Command Financial Services, Inc.
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Other Businesses

Name of the other business: T & O Family Properties, LLC ; Whether the business is investment-related: No ; Address of the other business: 208 West 7th North Street, Summerville SC 29485 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 06/18/18 ; The approximate number of hours/month you devote to the other business: 1 - 5 ; The number of hours you devote to the other business during securities trading hours: 1 - 5 ; Briefly describe your duties relating to the other business: LLC set-up to hold a rental property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    2007-06-08
Designations
Other Names
  • Dave Thompson

View on SEC IAPD

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