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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-22 |
| CA | RA | APPROVED | 2023-02-13 |
Branch Locations
2107 N. First Street Suite 310, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Fremont | CA | 07/2007 | 01/2023 |
| Primerica Financial Services | Fremont | CA | 10/2006 | 01/2023 |
| Sybase, Inc. | Dublin | CA | 02/1993 | 05/2019 |
| Sap America | San Ramon | CA | 02/1993 | 05/2019 |
| Transamerica Financial Advisors, Inc | San Jose | CA | 02/2023 | Present |
| World Financial Group, Inc. | San Jose | CA | 12/2022 | Present |
| Primerica | Fremont | CA | 04/2007 | 12/2022 |
| Rental Property | Merced | CA | 07/2005 | Present |
| Rental Property | Williston | ND | 06/2014 | Present |
| Gf Software Services | Union City | CA | 08/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. RENTAL PROPERTY POSITION: Individual NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 5630 Bailey Ave, Williston ND 58801, United States DESCRIPTION: No time being spent on this property as it's being managed by a property manager. RENTAL PROPERTY POSITION: Landlord NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/06/2005 ADDRESS: 689 Suzanne Court, Merced CA 95341, United States DESCRIPTION: This property is managed by my property manager. As such I am not actively engaged in any of the activities of the rental property. GF SOFTWARE SERVICES POSITION: CEO NATURE: Software projects - free lance INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2022 ADDRESS: 2440 Heritage Way, Union City CA 94587, United States DESCRIPTION: Working on AWS related projects as a consultant.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-13 |
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