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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Colorado Springs, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 07/2018 06/2019
Spirit And Life Church Dumfries VA 09/2015 05/2017
Homemaker Leavenworth KS 05/2017 07/2018
First Command Financial Planning, Inc. Fort Worth TX 06/2019 Present
First Command Advisory Services, Inc. Fort Worth TX 06/2019 Present
First Command Insurance Services, Inc Fort Worth TX 06/2019 Present
  • 07/2018 → 06/2019
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 09/2015 → 05/2017
    Spirit And Life Church
    Dumfries, VA
  • 05/2017 → 07/2018
    Homemaker
    Leavenworth, KS
  • 06/2019 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/2019 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 06/2019 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
Other Businesses

1) Name of the other business: Oklahoma Rental Property Whether the business is investment-related: No Address of the other business: Moore, OK Nature of the other business: Real Estate/Rental Property Your position, title, or relationship with the other business: Home Owner The start date of your relationship: Mar 01, 2010 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: I own a rental property in Oklahoma. 2) Name of the other business: MB's Something Sweet Whether the business is investment-related: No Address of the other business: 15 Spectrum Loop, Colorado Springs, CO 80921 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner/Secretary The start date of your relationship: Jul 03, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Outside owned Ice Cream Shop. Financial investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-12
  • S66 Uniform Combined State Law Examination
    2019-06-12
Other Names
  • Elizabeth Sue Vaughn
  • Elizabeth Sue Pate

View on SEC IAPD

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