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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-05-15 |
| TX | RA | APPROVED | 2020-03-16 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Shorewood, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 08/2015 | Present |
| Invesco Advisers, Inc. | Atlanta | GA | 09/2015 | Present |
| First Trust Portfolios L.P. | Wheaton | IL | 03/2020 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 03/2020 | Present |
OTHER BUSINESS NAME: DRAHTHAAR 2, LLC. LOCATION: SIOUX FALLS, SD. NATURE OF BUSINESS: STARTUP MEDICAL DEVICE COMPANY. POSITION OR TITLE: MEMBER. RESPONSIBILITIES: CAPITAL CONTRIBUTION. START DATE: AUG 14, 2024. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-07 |
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