James Michael Milford

Current Employers

Employment History

• 07/2015 → 10/2016
  Scottrade, Inc.
  St. Louis, MO
• 11/2016 → 02/2022
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 01/2017 → 09/2020
  Proequities, Inc.
  Dubuque, IA
• 09/2020 → 02/2022
  Avantax Investment Services, Inc.
  O'FAllon, MO
• 03/2022 → 09/2022
  Wipfli Financial Advisors, Llc
  Clayton, MO
• 10/2022 → 03/2023
  Creative Planning, Llc
  Clayton, MO
• 05/2023 → Present
  Lpl Financial
  St. Louis, MO

Previous Registrations

• 2022-10-04 → 2023-03-24
  Creative Planning
  Overland Park, KS
  Clayton, MO
• 2022-03-17 → 2022-10-12
  Wipfli Financial Advisors, Llc
  Milwaukee, WI
  Clayton, MO
• 2016-12-06 → 2022-03-01
  Avantax Planning Partners, Inc.
  O'FAllon, MO
• 2011-09-06 → 2015-07-28
  Charles Schwab & Co., Inc.
  Chesterfield, MO
  Schaumburg, IL
  Clayton, MO
• 2010-03-04 → 2011-06-02
  Securities America Advisors, Inc.
  Chesterfield, MO
• 2010-01-07 → 2010-01-13
  Securities America Advisors, Inc.
  Chesterfield, MO
• 2007-08-16 → 2009-10-05
  Securian Financial Services, Inc.
  St. Louis, MO

Other Businesses

1- 05/2023 / SELF / NON-VARIABLE INSURANCE / INVESTMENT RELATED / 4 HRS MNTH & 1 HR DURING TRADING / 5 TIME SPNT PRCNT 2- 05/2023 / Zanowski Financial Group LLC / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MNTH & 6.5 HRS DURING TRADING / 100 TIME SPNT PRCNT 3- 10/16/2023 - Financial Services Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 1 Hour Per Month/ 0 Hours During Trading 4- 10/16/2023 - Milford Financial Services, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-07-30

Designations

Other Names

• James Milford