John Michael Knolhoff

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-11-01
TX	RA	APPROVED	2019-11-01

NC RA
APPROVED

Since 2019-11-01
TX RA
APPROVED

Since 2019-11-01

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	03/2011	Present

03/2011 → Present

The Vanguard Group, Inc.

Charlotte, NC

Previous Registrations

2007-08-28 → 2011-02-04

Edward Jones

Concord, NC

St Louis, MO

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 (1)NAME OF BUSINESS: Agent on family member's accounts NON-INVESTMENT/INVESTMENT RELATED: INVESTMENT RELATED ADDRESS (City/State): Concord, NC NATURE OF BUSINESS: Agent on family member's accounts POSITION: Agent on family member's accounts START DATE (Month/Year): 05/2011 APPROXIMATE HOURS PER MONTH: <1 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Agent on family member's accounts

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-10-16

S66 Uniform Combined State Law Examination

2019-10-16

View on SEC IAPD