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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-03-10
  • OH RA
    APPROVED
    Since 2016-03-10

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Dublin OH 04/2008 Present
Nationwide Securities, Llc Newark DE 08/2008 Present
Previous Registrations
Other Businesses

--Rental property business - Team JWILL Properties, LLC located at New Straitsville, OH. Started on 10/13/17. 40 hours devoted a month. 0 hours during trading hours. not investment related. --Position: Trustee Company/Employer: Eagles Location: Corning, OH Start Date: 02/01/2025 Hours Devoted Monthly: 12 Hours During Trading Hours: 0 Investment Related: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
  • S66 Uniform Combined State Law Examination
    2008-12-23

View on SEC IAPD

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