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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-28 |
| CA | RA | APPROVED | 2009-03-31 |
Branch Locations
5200 N Palm Ave Ste 110, Fresno, CA 93704-2225 • United States
Fresno, CA • United States
Fresno, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fresno | CA | 05/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Fresno | CA | 03/2020 | Present |
Business Ownership; Allen & Vartanian LLC; Decision-Making; LLC Partnership; 7433 N. First Street, Suite 102Fresno, CA 93720, ,; Not Investment-Related; 01/31/2019; 1 to 9 hours per month; 0 during trading hours / Align Real Estate Group, LLC; Decision-making; Rental property acquisitions.; 2427 Maurissa Court, , Bakersfield, CA, 93314; Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / Nicolas J. Allen, LLC; Owner/Operator; S-CORP for tax and operating purposes; 7433 N. First Street, Ste. 102, , Fresno, CA, 93720; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Campus Bible Church; N/A; 4710 N Maple Ave, , Fresno, CA, 93726; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Nicolas J. Allen, LLC; President - Owner/Operator; ; 7433 N. First Street, Ste. 102, , Fresno, CA, 93720; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-14 |
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