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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-21 |
| TX | RA | APPROVED | 2018-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Element Point Advisors | Miami | FL | 06/2016 | 07/2018 |
| Jpmorgan Securities Llc | Miami | FL | 08/2018 | Present |
| Jpmorgan Chase Bank Na | Miami | FL | 08/2018 | Present |
| Goat & Pail Llc | West Wheatfield | IN | 06/2024 | Present |
Entity Name: Goat & Pail LLC Investment related: No "Address: Business Address: 11328 N 500 West Wheatfield, IN 46392 Production Facility: 21471 E 670 North Rd Fairbury, IL 61739 Website: https://www.goatandpail.com/" Nature of the other business: Dairy Products Position/Title/Relationship: Owner/Partner Start Date: 06/24/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The business produces and markets goat milk gelato. I am still in the process of considering an investment (debt or equity) to support a woman owned business that is owned and operated by a former business school colleague. Owner has a small account with the business bank but is in need of capital from friends / family
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-11-05 |
| S65 | Uniform Investment Adviser Law Examination | 2016-07-14 |
| S66 | Uniform Combined State Law Examination | 2010-10-24 |
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