Chad A Clark

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2016-09-16
TX	RA	APPROVED_RES	2016-09-16

MD RA
APPROVED

Since 2016-09-16
TX RA
APPROVED_RES

Since 2016-09-16

Branch Locations

300 Tilghman Rd, Salisbury, MD 21804 • United States

7680 Girard Ave Global Human Resources- The Academy, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boca Raton	FL	08/2015	09/2016
Morgan Stanley Private Bank, National Association	New York	NY	09/2015	09/2016
Bank Of America, N.A.	Salisbury	MD	09/2016	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Salisbury	MD	09/2016	Present

08/2015 → 09/2016

Morgan Stanley

Boca Raton, FL
09/2015 → 09/2016

Morgan Stanley Private Bank, National Association

New York, NY
09/2016 → Present

Bank Of America, N.A.

Salisbury, MD
09/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salisbury, MD

Previous Registrations

2015-08-10 → 2016-09-09

Morgan Stanley

Boca Raton, FL

Salisbury, MD
2013-08-27 → 2015-08-11

Pnc Wealth Management Llc

Princess Anne, MD

Salisbury, MD

Pocomoke City, MD

Crisfield, MD

Salisbury, MD

Snow Hill, MD

Salisbury, MD

Millsboro, DE
2013-01-15 → 2013-07-19

Cetera Investment Services Llc

St Cloud, MN

Ocala, FL
2011-04-26 → 2013-01-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Delray Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-21
S63	Uniform Securities Agent State Law Examination	2007-11-06

S65 Uniform Investment Adviser Law Examination

2011-04-21
S63 Uniform Securities Agent State Law Examination

2007-11-06

Other Names

Chad Andrew Clark
Chad Andrew Clark
Chad Clark
Chad Andrew Clark

View on SEC IAPD