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Cassandra Nichols

New York Life Investment Management LLC

Glen Ellyn, IL

New York, NY

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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-03-09
  • IL RA
    APPROVED
    Since 2023-03-09

Branch Locations

Glen Ellyn, IL • United States

51 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calamos Financial Services Llc Naperville IL 01/2010 03/2023
Calamos Advisors Llc Naperville IL 01/2010 03/2023
New York Life Investments Glen Ellyn IL 03/2023 Present
  • 01/2010 → 03/2023
    Calamos Financial Services Llc
    Naperville, IL
  • 01/2010 → 03/2023
    Calamos Advisors Llc
    Naperville, IL
  • 03/2023 → Present
    New York Life Investments
    Glen Ellyn, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-25
S63 Uniform Securities Agent State Law Examination 2007-08-15
  • S66 Uniform Combined State Law Examination
    2007-11-25
  • S63 Uniform Securities Agent State Law Examination
    2007-08-15
Other Names
  • Cassandra Villarreal
  • Cassandra M Villarreal
  • Cassandra M Nichols

View on SEC IAPD

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