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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-03 |
| TX | RA | APPROVED | 2019-12-03 |
Branch Locations
925 Highland Pointe Dr Ste 390, Roseville, CA 95678 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 06/2014 | 06/2018 |
| Lpl Financial Llc | Roseville | CA | 06/2018 | Present |
1. 6/22/2018 - Melton Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/03/2007 - 160 Hours Per Month/4 Hours During Securities Trading - Time Spent 100%. 2. 10/19/2018 - No Business Name - Investment Related - Home Based - Other-Real Estate Investing - Start Date: 09/04/2018 - 40 Hours Per Month/0 Hours During Trading - Buying and renovating homes. 3. 2/5/2019 - Thiesen Dueker - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/25/2018 - 160 Hours Per Month During Securities Trading. 4. 2/5/2019 - THIESEN DUEKER FINANCIAL CONSULTING GROUP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/25/2018 - 160 Hours Per Month During Securities Trading. 5. 08/21/2023 - Thiesen Dueker Modern Wealth Management - Investment Related - At Reportable Business Location - DBA for LPL Business (entity for LPL business) - Start Date 08/08/2023 - 160 Hours Per Month 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-21 |
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